-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C8iEV5pev5EzeI8ePgxs8F8Hx+u5fBZ3KoaMxMIxeH9e3VfCAtIyK1MacKWMCaCb AIj5bL6SJpbsK8i0+mcwrg== 0000950114-97-000077.txt : 19970223 0000950114-97-000077.hdr.sgml : 19970223 ACCESSION NUMBER: 0000950114-97-000077 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970221 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: D & K WHOLESALE DRUG INC/DE/ CENTRAL INDEX KEY: 0000888914 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 431465483 STATE OF INCORPORATION: DE FISCAL YEAR END: 0327 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43656 FILM NUMBER: 97541068 BUSINESS ADDRESS: STREET 1: 8000 MARYLAND AVE STE 1190 CITY: ST LOUIS STATE: MO ZIP: 63105 BUSINESS PHONE: 3147273485 MAIL ADDRESS: STREET 1: 8000 MARYLAND AVE STE 1190 CITY: ST LOUIS STATE: MO ZIP: 63105 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GATEWAY VENTURE PARTNERS II L P CENTRAL INDEX KEY: 0000941603 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 8000 MARYLAND AVE CITY: ST LOUIS STATE: MO ZIP: 63017 MAIL ADDRESS: STREET 1: 8000 MARYLAND AVENUE STREET 2: SUITE 1190 CITY: ST LOUIS STATE: MO ZIP: 63017 SC 13G/A 1 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) D & K Wholesale Drug, Inc. - ------------------------------------------------------------------------------ (Name of Issuer) Common Stock, $.01 par value - ------------------------------------------------------------------------------ (Title of Class of Securities) 232861 10 4 ------------------------------ (CUSIP Number) [FN] The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 2 CUSIP No. 232861 10 4 13G ============================================================================== 1 NAMES OF REPORTING PERSONS/ S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Gateway Venture Partners II, L.P. - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 502,270 BENEFICIALLY ---------------------------------------------------------------- 6 SHARED VOTING POWER OWNED BY 0 EACH ---------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER REPORTING PERSON 502,270 ---------------------------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 502,270 - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES / / - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 16.5% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON PN ============================================================================== Page 2 of 5 3 Item A. Name of Issuer: D & K Wholesale Drug, Inc. (the "Company") Item B. Address of Issuer's Principal Executive Offices: 8000 Maryland Avenue, Suite 1190 St. Louis, Missouri 63105 Item 2(a) Name of Person Filing: Gateway Venture Partners II, L.P. Item 2(b) Address of Principal Business Offices or, if none, Residence: 8000 Maryland Avenue, Suite 1190 St. Louis, Missouri 63105 Item 2(c) Citizenship Delaware Item 2(d) Title of Class of Securities: Common Stock, $.01 par value Item 2(e) CUSIP Number: 232861 10 4 Item 3. If this Statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in Section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act (d) [ ] Investment Company registered under Section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) (h) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(H) Page 3 of 5 4 Item 4. Ownership. (a) Amount Beneficially Owned: 502,270 (b) Percent of Class: 16.5% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 502,270 (ii) Shared power to vote or to direct the vote 0 (iii) Sole power to dispose or to direct the disposition of 502,270 (iv) Shared power to dispose or to direct the disposition of 0 Item 5. Ownership of Five Percent or Less of a Class. NOT APPLICABLE Item 6. Ownership of More than Five Percent on Behalf of Another Person. NOT APPLICABLE Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. NOT APPLICABLE Item 8. Identification and Classification of Members of the Group. NOT APPLICABLE [FN] - ------------------------ Computational Note: Based upon 3,044,717 shares of the ------------------ Company's Common Stock issued and outstanding as of December 31, 1996. Page 4 of 5 5 Item 9. Notice of Dissolution of Group. NOT APPLICABLE Item 10. Certification. NOT APPLICABLE SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth on this statement is true, complete and correct. GATEWAY VENTURE PARTNERS II, L.P. By: GATEWAY ASSOCIATES L.P., its General Partner By: /s/ Richard F. Ford ----------------------------------------------- Richard F. Ford General Partner February 14, 1997 Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----